GLOSSARY

 

 

Annuity – Series of payments, usually payable at specified time intervals.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Account Number – An account number is the six-digit number assigned to each unique “Purpose”

specified in each fund group:  endowment fund, restricted fund, unrestricted fund, and life income funds.

 

Appreciation – The increase in the value of an asset in excess of its depreciable cost, which is due

to economic, and other conditions, as distinguished from increases in value due to improvements

or additions made to it.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Asset Class – The financial statements report amounts separately by three classes of net assets – permanently

restricted net assets, temporarily restricted net assets, and unrestricted net assets (based on the existence or

absence of donor imposed restrictions) as required by the Statement of Financial Accounting Standards

(SFAS) No. 117, Financial Statements of Not-for-Profit Organizations.

 

Assets – Anything owned by an individual or a business, which has commercial or exchange value.

Assets may consist of specific property or claims against others, in contrast to obligations due others.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Audit – The result of an independent accountant’s review of the statements and footnotes to ensure

compliance with generally accepted accounting principles and to render an opinion on the fairness of

the financial statements.

Source: http://www.finet.com.hk/accounting/a.htm

 

Board of Directors – Persons elected by the stockholders to govern a corporation.

Source: http://www.finet.com.hk/accounting/a.htm

 

Business Entity – A selection of the legal form under which a business is to operate: sole proprietorship,

general partnership, corporation, S corporation (in the U.S.), or, a limited liability company.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Cash – Coins, currency, money orders, checks, and funds on deposit with financial institutions; the

most liquid of assets.

Source: http://www.finet.com.hk/accounting/c.htm

 

Cash Equivalents – Short-term (generally less than three months), highly liquid INVESTMENTS that are

convertible to known amounts of cash.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Charitable Lead Unitrust – In considering this trust, keep in mind that, basically, the charitable lead unitrust

is a mirror image of a charitable remainder unitrust.  The difference that income from the trust is first distributed

to the qualified charity.

When the trust terminates, the principal is distributed to remainder beneficiaries, who are usually the grantor’s

children or grandchildren.  Income paid by the trust to the charity is a fixed percentage of the trust’s principal,

revalued each year.  Additional contributions can be made to a charitable lead unitrust.

Source: http://www.msdw.com/

 

Chart of Accounts – A list of ledger account names and associated numbers arranged in the order in which

they normally appear in the financial statements.  The Chart of Accounts are customarily arranged in the following

order:  Assets, Liabilities, Owners’ Equity (Stockholders’ Equity for a corporation), Revenue, and Expenses.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Cost/Book Value – BOOK COST, normally, is the cost at the time an asset is purchased or realized, i.e. the

total amount paid to acquire an asset.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Deficit – Financial shortage that occurs when LIABILITIES exceed ASSETS.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Deferred – In accounting, any account where the asset or liability is not realized until a future date, e.g. annuities,

charges, taxes, income, etc.  The deferred item may be carried, dependent on type of deferral, as either an asset

or liability.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Depreciation – The value of assets usually decreases as time goes by.  The amount or percentage it decreases

by is called depreciation.  This is normally calculated at the end of every accounting period (usually a year) at

a typical rate of 25% of its last value.  It is shown in both the profit and loss account and balance sheet of a

business.

Source: http://www.accountz.com/glossary.html#depr

 

Disbursement – The paying out of money to satisfy a debt or an expense.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Discount Rate – Rate at which INTEREST is deducted in advance of the issuance, purchasing, selling, or

lending of a financial instrument.  Also, the rate used to determine the CURRENT VALUE, or present value,

of an ASSET or income stream.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Distribution – Payment by a business entity to its owners of items such as cash ASSETS, stocks, or earnings.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Endowment – A permanent fund where gifts to the fund are held in perpetuity and where earnings are used

in accordance with the donor’s specified wishes.

 

Entity – An organizational unit (a person, partnership, or corporation) for which accounting records are kept

and about which accounting reports are prepared.

Source: http://www.finet.com.hk/accounting/e.htm

 

Face Value – Amount due at maturity from a BOND or note.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Fair Market Value – The price at which a willing seller will sell and a willing buyer will buy, in an arms – length

transaction, when neither is under compulsion to sell or buy and both have reasonable knowledge of relevant

facts.

Source: http://www.ventureline.com/glossary.htm#sectF

 

FASB – Financial Accounting Standards Board.

Source: http://www.ventureline.com/glossary.htm#sectF+A51

 

Fiduciary – Person who is responsible for the administration of property owned by others.  Corporate

management is a FIDUCIARY with respect to corporate ASSETS which are beneficially owned by the

stockholders and CREDITORS.  Similarly, a TRUSTEE is the fiduciary of a TRUST and partners owe

fiduciary responsibility to each other and to their creditors.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Financial Accounting Standards – Official promulgations, known as STATEMENTS OF FINANCIAL

ACCOUNTING STANDARDS, by the FINANCIAL ACCOUNTING STANDARDS BOARD

(FASB) which are part of GENERALLY ACCEPTED ACCOUNTING PRINCIPLES (GAAP) in the

United States.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Financial Accounting Standards Board (FASB) – Independent, private, non-governmental authority for the

establishment of ACCOUNTING principles in the United States.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Fiscal Year – The declared accounting year for a company, but it is not necessarily in conformance to a

calendar year (January through December).  However, it does cover twelve months, 52 weeks, 365 day.

For example, the U.S. government fiscal year ends September 30, i.e. October 1 through September 30

is their fiscal or accounting year.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Fund Accounting – A method of ACCOUNTING and presentation whereby ASSETS and LIABILITIES are

grouped according to the purpose for which they are to be used.  Generally used by government entities and

not-for-profits.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

GASB – The Governmental Accounting Standards Board

Source: http://www.ventureline.com/glossary.htm#sectF

 

General Ledger – A collection of all ASSET, LIABITLITY, owners EQUITY, REVENUE, and expense

accounts.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Interest – Payment for the use of forbearance of money.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Letter of Authorization (LOA) – A form that permits a Donor to provide written instructions to transfer a

stock certificate in the Donor’s name in full or in part to another party, such as a charitable organization,

without using a transfer agent.  This form given to the charitable organization with the designated stock

certificate and a separate Stock Power is usually executed by the charitable organization’s brokerage to

expedite the sale and receipt of proceeds from the gift of securities.

 

Loss – (in finance) is when expenses exceed sales or revenues, i.e. goods or services are sold for less

than their cost.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Municipal Bond – A BOND issued by a government or public body, the INTEREST on which is typically

exempt from federal taxation.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Mutual Fund – An investment company which generally offers its shares to the general public and invests

the proceeds in a diversified portfolio of SECURITIES.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Net Present Value (NPV) – A method used in evaluating investments, whereby the net present value of

all cash outflows (such as the cost of the investment) and cash inflows (returns) is calculated using a

given discount rate, usually REQUIRED RATE OF RETURN.  An investment is acceptable if the NPV

is positive.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Non-Expendable – An asset held by the State in a trustee capacity where only income derived from the

principal may be expended in the course of the funds’ designated operations.  The principal must be

preserved intact.

Source:  http://www.osc.state.nc.us/sigdocs/sig_docs/sigNonexpendable_Trust_Funds.html

 

Non-for-profit Organization/Tax-Exempt Organization – An incorporated organization which exists for

educational or charitable purposes, and from which its shareholders or trustees do not benefit financially.

Also called not-for-profit organization.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Object Code – Designates the type of expense or revenue to be charged to an account.  It is the four

numbers following the account number in the Foundation’s transaction records, e.g. 440001-0262,

Restricted Gift.

 

Pledge – “Promise to Give” – A written or oral agreement to contribute cash or other assets.

Source:  FASB 116

 

Principal – Face amount of a SECURITY, exclusive of any PREMIUM or INTEREST.  The basis for

INTEREST computations.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Pro Rata – A term describing an allocation that is based on a proportionate distribution of the total.

Source: http://www.finet.com.hk/accounting/e.htm

 

Quasi Endowment – Sometimes called “Board Designated” endowments, certain funds (restricted or

unrestricted) are voluntarily designated to be temporarily held to function like and be accounted for by

the principles attributed to endowments.

 

Return on Investment (ROI) – Ratio measure of the profits achieved by a firm through its basic operations.

An indicator of management’s general effectiveness and efficiency.  The simplest version is the ratio of NET

INCOME to total ASSETS.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Realized Gains/Losses – Gains and losses resulting from the sale of securities in an arm’s length transaction.

Source: http://www.finet.com.hk/accounting/e.htm

 

Reconciling – The procedure of checking entries made in a business’s books with those on a statement sent

by a third person (e.g. checking a bank statement against your own records)

Source: http://www.accountz.com/glossary.html#f

 

Reserve – An ACCOUNT used to earmark a portion of EQUITY or fund balance to indicate that it is not

available for expenditure.  An obsolete term in the United States.  More commonly used in Europe.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Restricted Fund – A fund established to account for assets whose income must be used for purposes established by donors or grantors of such ASSETS.  (See FUND ACCOUNTING and UNRESTRICTED FUNDS)

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Risk – The measurable possibility of losing or not gaining value.  Risk is different from uncertainty.  Uncertainty

is not measurable.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Stock Certificate – A document issued by a corporation to stockholders evidencing ownership in the corporation.

Source: http://www.ventureline.com/glossary.htm#sectF

 

Stock Dividend – A pro rata distribution of additional shares of stock to shareholders.

Source: http://www.finet.com.hk/accounting/e.htm

 

Stock Power – A form that permits a Donor to provide the authority to change the name on a stock certificate from

the Donor’s name to the name of another party, such as a charitable organization, without using a “transfer agent”.

This form, together with the designated stock certificate and Letter of Authorization, given to the charitable

organization will expedite the transfer of the Donor’s stock certificate by the charitable organization’s brokerage

to expedite the sale and receipt of proceeds from the gift of securities.

 

Stock Split – The replacement of outstanding shares of stock with a greater number of new shares that have a

proportionately lower par or stated value.

Source: http://www.finet.com.hk/accounting/e.htm

 

Subsidiary Ledgers – Ledgers opened in addition to a business’s nominal ledger.  They are used to keep sections

of a business separate from each other (e.g. a Sales Ledger for the customers, and a Purchase Ledger for the

suppliers)

Source: http://www.accountz.com/glossary.html#f

 

Term Endowment – Endowments with time restrictions required by the donor such as a restriction that the

income from the endowment may not be utilized until a future period or a specific date for condition is met.

 

Thirteenth Month (13th Month) – The period used for fiscal year-end adjusting entries (periods 1-12 being the

months in the fiscal year).

Source: http://www.ventureline.com/glossary.htm#sectF

 

Trust – Ancient legal practice where one person (the GRANTOR) transfers the legal title to an ASSET, called

the principle or corpus, to another person (the TRUSTEE), with specific instructions about how the corpus

is to be managed and disposed.

Source: http://www.nysscpa.org/prof_library/guide.htm#A

 

Unrealized Gains/Losses – Gains and losses resulting from changes in the value of securities that are still being

held.

Source: http://www.finet.com.hk/accounting/e.htm

 

Unrestricted Funds – Resources of a not-for-profit entity that have no restrictions as to use or purpose.

(See FUND ACCOUNTING and RESTRICTED FUND.)

Source: http://www.nysscpa.org/prof_library/guide.htm#A